How we work
From scoping call to signed findings letter
This page maps the engagement rhythm we use for payment, lending, and stored-value audits. It is the calendar your compliance lead can share with operations before we arrive.
1. Scoping conversation
We confirm the product rail, legal entities, and whether the driver is licensing, launch, or a prior findings pack. You leave with a proposed sampling plan outline — not a sales deck.
2. Document room open
You provide reconciliation procedures, exception logs, and access to batch owners. We issue a request list within three business days of fee acceptance.
3. Fieldwork & sampling
On-site or remote, we pull agreed batches, interview control owners, and test disposition against written policy. Draft observations are shared mid-engagement.
4. Findings letter & debrief
Management receives a ranked letter, a remediation order, and a debrief suitable for board or examiner prep. Working papers stay with the practice unless your counsel requests a copy under engagement terms.
5. Optional remediation check
Within twelve months, we can re-test closed findings only. This is a separate fee and does not reopen the full prior scope.
Delivery modes
Miaoli, Taipei, or remote document review
Fieldwork days can be held at your offices or at our Miaoli address when a quiet document room helps. Remote review suits operators with orderly digital packs; we still insist on live walkthroughs of batch close for high-risk domains.
Mid-engagement debrief on exception aging — typical for payment control reviews.
Put your product rail on the scoping calendar
Natural next step: request a scoping call, then choose the engagement that matches your stage.
Request a scoping call