Engagement
Transaction Monitoring Control Audit
Test alert disposition and supervisor sign-off against your written monitoring policy — focused on evidence, not model theory.
Request a scoping call
Focus
We sample alert cases and test whether disposition matches your written monitoring policy, including supervisor sign-off. The audit is about evidence trails and ownership — not redesigning detection logic.
Suitable when
Your compliance team faces examination questions on case closure quality, or internal quality checks keep finding unsigned cases after “closed” status.
Ready to put this engagement on the calendar?
Tell us which product rail and licensing stage you are in. We will confirm fit and propose fieldwork dates.
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